Financial institutions manage sensitive information and operate under regulatory supervision. We apply artificial intelligence, software development and cybersecurity to that context, with regulatory compliance built in from the design stage.
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Customer information is protected by professional secrecy and personal data protection legislation. Safeguarding it is a precondition for any use of artificial intelligence.
Cybersecurity, outsourcing, records and reports subject to established deadlines and formats, together with the evidence required to demonstrate compliance.
Onboarding, due diligence, reconciliations and reporting that require considerable time from qualified staff.
Core systems and platforms whose integration with new tools presents difficulties.
Artificial intelligence adoption, software development and cybersecurity, applied to your institution's processes and to regulatory requirements.
Wealth management firms combine personalized attention to each client with suitability requirements, offshore custody and periodic reporting. We build tools that let advisors devote their time to clients rather than to data entry.
Account opening, investor profiling and due diligence in a single flow, with a complete client file and evidence of every step.
Verification that each portfolio remains consistent with the client's profile, alerts on deviations and rebalancing proposals.
Positions, transactions and valuations from international custodians, such as Pershing, available in the firm's systems without manual data entry.
Preparation of client meetings and reports, and consultation of internal policies, with sensitive information anonymized.
Regulated brokerage and wealth management firm
The firm needed to streamline client onboarding and compliance controls, and to bring information from its custodian, its management system and its client relationships into a single workflow.
Due diligence and anti-money laundering controls, each one recorded and available to the regulator and auditors.
A digital account-opening and investor-profiling flow, with a complete and traceable client file.
Custodian positions, transactions and valuations synchronized with internal systems.
Integration with the management and client relationship systems, so the firm works from a single source of information.
Advisors and the compliance team now work from the same information, up to date and fully traceable.
Our legal and compliance team takes part in every solution: personal data protection (Uruguayan Law No. 18.331), contracts with artificial intelligence providers and applicable regulatory requirements.
Names, identification numbers and account numbers are replaced before being processed by an artificial intelligence model, and are restored only within the institution's environment.
When information cannot leave the institution's own infrastructure or the country, artificial intelligence operates on local or hybrid models.
Artificial intelligence prepares, suggests and documents; the final decision rests with the officer designated by the institution.
A record of what was consulted, what was proposed and who approved it, at the level of detail required for an audit.
Tell us what you need to address and we will propose where to begin, with the regulatory framework considered from the outset.